SENIOR AUDITOR – $115K

Leading finance and banking group seeks a Senior Auditor with 5-10 years of experience familiar with Middle Market and Asset Based lending. Responsibilities include conducting financial and operational audits and preparing detailed written reports of audit findings. A Bachelor degree in Accounting or Finance, CPA, CIA, or CBA preferred.
In this role, the individual will perform comprehensive financial and operational audits as assigned throughout the U.S. and evaluate the adequacy, effectiveness, and efficiency of administrative procedures, operating systems, accounting records and internal controls relative to applicable banking regulations, compliance and internal policies and procedures. Experience in middle market loan and/or credit audit strongly desired.


Responsibilities Include:

– The ability to prepare, plan and perform financial and operational audits, provide detailed written report of audit findings, and make recommendations presenting any irregularities or exceptions and submit to Chief Auditor.
– Experience reviewing, analyzing, and updating the audit programs, recommending changes or improvement initiatives as required, along with maintaining adequate and accurate files of working papers that substantiate and evidence findings.


Qualifications:

– Domestic Banking; especially Middle Market and Asset Based lending, including relevant regulations with knowledge of accounting and audit principles, processes, techniques, and tools, compliance issues, consumer compliance, Policies and Regulations of the various regulatory agencies, and regulatory reporting.

– Strong knowledge of financial systems and related technology internal controls.

– Strong team orientation with demonstrated leadership/coordination abilities.

– Strong written, verbal and interpersonal communication skills required. Prepare reports with objectivity, conciseness and clarity, and able to describe work performed and conclusions reached in a manner that enhances the reports’ usefulness.

-A minimum of five years relevant audit experience in Banking Industry especially in Middle Markets and ABL. Bachelor degree in Accounting or Finance. CPA, CIA, or CBA preferred.

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